In the Margins
In addition to the anniversary of the Sept. 11 terrorist attacks in 2001, this week marks the eighth anniversary of the collapse of Lehman Brothers. The latter also should garner attention, as there are many valuable investment lessons to be learned from that 2008 event. Read an op-ed piece on the subject from MarketWatch.
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Guinness Atkinson Funds made history last year when it completed the industry’s first conversions from open-end mutual fund to exchange-traded fund. Since then, a number of ...
In late 2020, the Securities Exchange adopted new rule 18f-4 under the Investment Company Act of 1940, which provides for an updated and comprehensive regulatory approach ...
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The independent directors of Vanguard Funds were named last week as defendants in a class-action lawsuit brought by a group of retail investors. The plaintiffs' claims ...