In the Margins
KPMG has agreed to pay more than $6.2 million to settle charges that it failed to properly audit the financial statements of oil and gas company Miller Energy Resources in 2011, the Securities and Exchange Commission said. As a result, investors were misinformed about the energy company’s value. KPMG’s engagement partner in charge of the audit, John Riordan, also agreed to settle charges against him. Read the statement from the SEC.
Most Read
As mutual fund board members look forward to 2023, which is just around the corner, they are faced with a number of challenges and tasks unique ...
What started out as a vision to help key mutual fund stakeholders understand how evolutions in the capital markets, in governance practices, and in the regulators’ ...
The news on Tuesday that Goldman Sachs Asset Management agreed to pay $4 million to settle Securities and Exchange Commission charges related to how it manages ...
So much has happened in the world in the past several years that has (hopefully) made all of us think about what we have, while also ...