In the Margins

Republicans want analysis of SEC fiduciary rule

November 19, 2015

By InvestmentNews

House Republicans have indicated they want a detailed cost-benefit analysis of a regulation to raise investment advice standards before the Securities and Exchange Commission proposes one. Such a requirement could slow down the rule-making process. Read the original story from InvestmentNews.

 

 

Most Read

Viewpoints
Op-Ed: Whither valuation guidance?

The Securities and Exchange Commission should issue valuation guidance for investment companies. When I was chief counsel in the SEC's Division of Investment Management from 1997 ...