In the Margins

SEC looks into Guggenheim Bob Diamond investments

October 17, 2017

By Bloomberg

The Securities and Exchange Commission is reviewing whether Guggenheim Partners inappropriately steered client money into Bob Diamond’s businesses. The review is part of a broad examination of Guggenheim by SEC lawyers in Los Angeles, though Guggenheim hasn’t been accused of any wrongdoing. Read the original story from Bloomberg

 

 

Most Read

Viewpoints
Government shutdown hits funds, fund boards

Many news reports have recounted how the partial government shutdown has affected government employees, shuttered national parks, and unsettled the stock market. But few, if any, ...