In the Margins
A federal judge on Friday rejected an attempt by the National Association for Fixed Annuities to strike down the Department of Labor's new fiduciary rule. It was the first court decision involving a legal challenge to the DoL rule. Read the original story from InvestmentNews.
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Regulatory matters are expected to take up a sizable chunk of time on mutual fund boards' 2021 agendas. The new rule on fair valuation practices is ...
The Securities and Exchange Commission on Thursday adopted a new rule on fund valuation practices, the first comprehensive update in 50 years. Rule 2a-5 will permit ...
It's a good thing Carolyn McPhillips had the experience she did when she took the helm at Mutual Fund Directors Forum last June because she had ...
The Morningstar Funds board has called on the Securities and Exchange Commission to add information about the fund board's role to the tailored mutual and exchange-traded ...