In the Margins
A technology glitch at Cetera Financial Group left brokers with limited access to serving client accounts and managing client money for the better part of Monday and Tuesday. “For two days, the system has been down,” said one Cetera adviser. “We can't manage portfolios, block trades or get into client accounts.” Read the original story from InvestmentNews.
Most Read
Cybersecurity continues to be an area of focus for the Securities and Exchange Commission staff and an important area of oversight for directors of investment companies. ...
Thrivent Financial is entering the interval fund business and has assembled a new board to oversee its first offering, the soon-to-be-launched Thrivent Church Loan & Income Fund. ...
Independent mutual fund directors saw markedly smaller increases in pay in 2017, when compared to the year prior, according to the results of the Independent Directors ...
The parties in a 2014 lawsuit accusing PIMCO of overcharging Total Return Fund shareholders while lavishly compensating CIO Bill Gross and CEO Mohamed El-Erian agreed this week ...