In the Margins
A technology glitch at Cetera Financial Group left brokers with limited access to serving client accounts and managing client money for the better part of Monday and Tuesday. “For two days, the system has been down,” said one Cetera adviser. “We can't manage portfolios, block trades or get into client accounts.” Read the original story from InvestmentNews.
Most Read
Independent mutual fund directors typically attend four quarterly meetings each year, but their board-related work is not confined to those hours spent inside the boardroom. In ...
Amy Lancellotta will retire from the Independent Directors Council at the end of this year after 13 years as managing director and a total of 30 ...
The board overseeing Ariel Funds is among the most diverse in the business, when measured by gender, race, and background/skills. And while it may seem like ...
The Securities and Exchange Commission's Division of Investment Management is planning to launch a new outreach initiative targeted at small and mid-sized fund complexes, an effort ...