In the Margins
Securities and Exchange Commission named Anthony Kelly co-chief of the Enforcement Division’s Asset Management Unit. He joins Marshall Sprung as co-chief of the unit and succeeds Julie Riewe, who left the agency last month. Read the release from the SEC.
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The U.S. Supreme Court on Monday agreed to consider whether private parties should be allowed to bring claims that fund contracts violate the Investment Company Act ...
It's officially summertime, which means FBV's annual Summer Reading List is here. We curate the list each year by soliciting recommendations from our readers and friends ...
ASA Gold and Precious Metals Ltd. shareholders voted at a special meeting last week to enlarge the closed-end fund's board and elected a fifth independent director, one ...
Members of the Heartland Funds board and Heartland Advisors management team spent a recent evening together sharing a meal. Of course it's not unusual for independent ...