In the Margins

SEC names Asset Management Unit co-chief

March 11, 2016

By Securities and Exchange Commission

Securities and Exchange Commission named Anthony Kelly co-chief of the Enforcement Division’s Asset Management Unit. He joins Marshall Sprung as co-chief of the unit and succeeds Julie Riewe, who left the agency last month. Read the release from the SEC

 

 

Most Read

Top of the Agenda - Governance
Q&A: Converting open-end funds to ETFs

Guinness Atkinson Funds made history last year when it completed the industry’s first conversions from open-end mutual fund to exchange-traded fund. Since then, a number of ...