Added Perspective

U.S. Chamber of Commerce joins chorus pushing for overhaul in SEC enforcement practices

October 23, 2015

By Catherine Botticelli and James Bobseine, Dechert

A recent report by the Center for Capital Markets Competitiveness at the U.S. Chamber of Commerce regarding the enforcement program of the Securities and Exchange Commission identified weaknesses in that program, and made recommendations to remedy those weaknesses.The Chamber report is only one of a chorus of voices criticizing the SEC’s enforcement practices, and certain of the SEC’s actions in the last few months suggest that it has begun to heed these calls for reform.

 

To read the legal update on this subject from Dechert, click here.

 

 

Most Read

Top of the Agenda - Compensation
Fund CCOs continue to see pay increases

Mutual fund chief compliance officers saw notable increases in pay again in 2018, though they did not receive as big a pay bump as they did ...

10 Things
10 Things...to read in summer 2019

Hello, Summer 2019! Today's solstice marks the beginning of the season, and that—hopefully—means a slower pace for a few months. Trips to the beach, time on ...

A Seat at the Table
Invesco Funds board finalizes succession plans

The Invesco Funds board will name Christopher Wilson vice chairman at its June meeting, making him the heir apparent to long-serving independent Chair Bruce Crockett. Crockett ...