Top of the Agenda - Governance

Governance consolidation on tap for Columbia Funds
By Hillary Jackson
Columbia Funds is in the process of consolidating governance into a unitary board by moving the seven funds in the Columbia Acorn Trust and Wanger Advisors Trust into the group of funds overseen by the Columbia Funds board. The five-member Acorn/Wanger Funds board will be dissolved, and none of the ...  >> CONTINUE READING <<<

 

 

Top of the Agenda - Regulatory

Names Rule FAQs: Some clarity, but not enough
By Hillary Jackson
The Securities and Exchange Commission issued FAQs on the amended Names Rule last week, a development expected by a fund industry that has been requesting guidance since the amendments were adopted in 2023. And while the new FAQs address some issues, they fail to address all issues related to the ...  >> CONTINUE READING <<<

 

 

A Seat at the Table

Guinness Atkinson Funds board repopulates, adds flexibility
By Hillary Jackson
Guinness Atkinson Funds has added two new independent directors to bump the size of the board back up to six members following the year-end retirement of Susan Penry-Williams and a 2019 retirement. The larger size allows for flexibility in the case of an unplanned retirement or resignation, but Vice Chairman ...  >> CONTINUE READING <<<

 

 

Top of the Agenda - Succession

Invesco Funds adds independent as veteran retires
By Hillary Jackson
Invesco Funds has hired a new independent director to fill a seat vacated by Robert Troccoli, who retired at the end of December after serving the funds for the past nine years. The former CIO of Eaton Vance and Goldman Sachs was the fifth new director to join the boardroom ...  >> CONTINUE READING <<<

 

 

Viewpoints

SEC in 2025 (and beyond): How will Atkins shape the regulator?
By Dianne Descoteaux and Sara Vargo, MFDF
Securities and Exchange Commission Chairman Gary Gensler’s fast and furious rulemaking era will soon be ending, and it is a good time to take stock of what the SEC’s initiatives may look like with President-elect Donald Trump’s nominee, Paul Atkins, at the helm. Atkins is CEO of Patomak Global Partners, ...  >> CONTINUE READING <<<

 

 


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Congress created business development companies in 1980 to support job growth and help emerging companies raise funds. As of 2023, there were 139 BDCs with $312 ...
Top of the Agenda - Succession
Vanguard nominates two, as two hit retirement

The Vanguard board expects to add two new independent directors in early 2025 to fill seats that will be vacated when two long-serving independents retire. The ...