Top of the Agenda - Regulatory


SEC official suggests swing pricing is dead for open-end funds

By Hillary Jackson

Birdthistle to depart SEC, replaced by Examinations deputy

By Hillary Jackson

'Cop on the beat' SEC tops enforcement action record in FY'23



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Top of the Agenda - Governance
Fund boards find diversity efforts pay off

Building and maintaining a diverse membership has become a top priority for many mutual fund boards in recent years, and new data shows this focus is ...