Top of the Agenda - Regulatory


SEC official suggests swing pricing is dead for open-end funds

By Hillary Jackson

Birdthistle to depart SEC, replaced by Examinations deputy

By Hillary Jackson

'Cop on the beat' SEC tops enforcement action record in FY'23



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Top of the Agenda - Compensation
Fund board pay increases in 2023, MPI survey says

Independent mutual fund directors saw an increase in compensation in 2023, on average, although actual compensation levels and percentage adjustments in compensation continue to vary widely ...

10 Things
10 Ways…to improve fund board diversity

Mutual fund directors are increasingly interested in enhancing diversity on their boards. The following practical tips on improving board diversity are derived from discussions with directors, ...