Access to this article requires a User ID/Password.

If you are a subscriber or trial member please login using your provided credentials.

To obtain a trial membership please click HERE or contact Dan Lalor at 917-586-6726 or via email at

Security Investors 36(b) charges dismissed


An excessive fees lawsuit filed against Security Investors LLC has been dismissed with prejudice. The charges originally were included in last year's Winston v. Western Asset Mgmt. Co. case, which named both WAMCO and Security Investors—an adviser to one of the two funds at issue—as defendants. The charges against WAMCO were dismissed with ... Log in to view full article.