Access to this article requires a User ID/Password.

If you are a subscriber or trial member please login using your provided credentials.

To obtain a trial membership please click HERE or contact Dan Lalor at 917-586-6726 or via email at

Van Eck settlement: Board in dark about funky fee structure, Barstool Sports involvement


In a recent announcement, the Securities and Exchange Commission said investment adviser Van Eck Associates has agreed to settle claims that involved a novel exchange-traded fund, a controversial social media influencer, a unique sliding scale fee structure, and the 15(c) process. That's a lot to unpack. 
Let's start here: The Van Eck ... Log in to view full article.