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Cues for fund directors in OCIE 2018 exam priorities


Mutual fund boards can use the 2018 national examination priorities released Wednesday by the Securities and Exchange Commission to organize their own areas of focus this year, industry lawyers told Fund Board Views. The SEC's Office of Compliance Inspections and Examinations released the priorities in a slick, easy-to-read 16-page booklet that ... Log in to view full article.