Access to this article requires a User ID/Password.

If you are a subscriber or trial member please login using your provided credentials.

To obtain a trial membership please click HERE or contact Dan Lalor at 917-586-6726 or via email at

Fund lawyers say Pinnacle case an outlier


When the Securities and Exchange Commission announced earlier this month it was charging a mutual fund adviser, some of its officers, and two independent fund directors with rule 22e-4 violations, it's safe to say market participants were at least a little bit concerned. But in the days since the details of ... Log in to view full article.