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SEC's Donohue on compliance: 'Ounce of prevention worth pound of cure'


Chief compliance officers will need a broader set of expertise—including in technology, operations, markets, risk, and auditing—as the demands of the role increasingly require a "jack of all trades" skill set and mentality, according to Buddy Donohue, Securities and Exchange Commission chief of staff. Gone are the days when CCOs needed ... Log in to view full article.