Access to this article requires a User ID/Password.

If you are a subscriber or trial member please login using your provided credentials.

To obtain a trial membership please click HERE or contact Dan Lalor at 917-586-6726 or via email at

SEC issues guidance on fund risk disclosure


Mutual fund advisers should consider reviewing and assessing funds' susceptibility to risk during changing market conditions and update the fund board on the process, according to guidance issued this week by the Securities and Exchange Commission's Division of Investment Management. Part of the review and assessment should include determining whether changes ... Log in to view full article.