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Securities lending practices land Pru in hot water

09/17/2019

The Securities and Exchange Commission has charged two Prudential Financial subsidiaries with failing to disclose conflicts of interest and making misleading disclosures to boards overseeing 94 funds. The charges—and a settlement requiring the subsidiaries to pay $32.6 million in penalties—stem from an investigation kicked off by the Enforcement Division three years ... Log in to view full article.

 


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