Access to this article requires a User ID/Password.

If you are a subscriber or trial member please login using your provided credentials.

To obtain a trial membership please click HERE or contact Dan Lalor at 917-586-6726 or via email at dan.lalor@fundboardviews.com

SEC's Grim stresses fund board oversight role

03/07/2016

In a move that could be seen as a deliberate attempt to ease mutual fund directors' concerns, the Securities and Exchange Commission's David Grim emphasized the board's oversight role in a recent speech. The Investment Management Division director's articulation that "'oversight' does not equal day-to-day management of a fund" comes at a ... Log in to view full article.

 


Log-in