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Calvert, SEC settle distribution charges

05/09/2017

Calvert Investment Management and subsidiary Calvert Investment Distributors will pay $22.6 million to settle Securities and Exchange Commission charges related to "improper use of mutual fund assets" to pay for distribution and marketing outside of a written, board-approved Rule 12b-1 plan. In the settlement order, the SEC also charged that Calvert ... Log in to view full article.

 


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