Access to this article requires a User ID/Password.

If you are a subscriber or trial member please login using your provided credentials.

To obtain a trial membership please click HERE or contact Dan Lalor at 917-586-6726 or via email at

10 ask about open-end fund-to-ETF conversion


Toward the end of 2020, a handful of mutual fund companies revealed plans to convert existing open-end mutual funds into exchange-traded funds. The conversion process involves operational, business, and compliance issues that must be considered by the adviser and the fund board, and it's important for all the players involved to ... Log in to view full article.