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10 Things...Boards learned from 20+ years of 36(b) cases


For the first time in more than two decades, there are no cases pending before the courts that accuse the fund industry of wrongfully charging excessive fees to shareholders. The plaintiffs' bar filed a steady stream of these lawsuits—alleging violations of Section 36(b) of the Investment Company Act of 1940—beginning in ... Log in to view full article.