In the Margins
Mutual funds will get a nine-month reprieve from sending detailed portfolio information to the Securities and Exchange Commission as the government reviews how to ensure the valuable data isn’t hacked. The regulator said Friday that mutual funds won’t have to send forms starting July 2018 that would reveal their positions in stocks, bonds and derivatives as well as monthly performance. Read the original story from The Wall Street Journal.
Most Read
Average compensation among mutual fund independent directors was higher in 2024, when compared to the year prior, an increase that was more than double what their ...
Comprehensive guidance on the oversight of sub-advisers that exists in the market has served mutual fund boards well for over 15 years. These frameworks remain foundational, ...
Independent directors who anticipate overseeing exchange-traded fund share classes are contemplating myriad issues related to what many industry participants believe will be a seismic shift in ...
Over the past several weeks, I have written articles exploring conflicts of interest that could challenge a variety of financial industry participants. Those articles explored potential ...