In the Margins
Rep. Luke Messer, R-Ind., a member of the House Financial Services Committee, plans to introduce legislation that would give people appearing in Securities and Exchange Commission administrative proceedings the same rights to counsel, evidence discovery and avoiding self-incrimination that they would have in federal court. This push is the result of investment advisers' resistance to the SEC's use of in-house judges to decide enforcement cases. Read the original story from InvestmentNews.
Most Read
Invesco Funds expects to add two new independent and two new interested directors to its boardroom early in 2024, following a shareholder vote that also will ...
The boards overseeing TIAA's 88 and Nuveen Investments' 135 mutual funds plan to merge into a singe entity, nine years after TIAA acquired Nuveen for $6.25 ...
Mutual fund boardrooms are more diverse than ever, with the percentage of women and individuals representing a racial or ethnic minority group increasing annually—and at a ...
Independent mutual fund directors earned more in 2022 than they did in 2021, according to industry data obtained by Fund Board Views. The year-on-year increase—a median of ...