Viewpoints
What will second Trump Administration mean for fund directors?
The bottom line: In the near term, it’s not likely that the roles and activities of mutual fund directors will change much. There will be no ...
Top of the Agenda - Regulatory
Fund governance pros surprised, concerned by SEC risk alert
The Securities and Exchange Commission this week said it found "deficiencies" and "weaknesses" in mutual funds' governance practices during examinations over the past four years. The ...
Top of the Agenda - Legal
Stradley bolsters IM with '40 Act vets from Proskauer
Stradley Ronon added "years and years" of experience and expertise to its investment management practice on Monday with the addition of three veterans of the '40 ...
Top of the Agenda - Succession
Nasta among three nominated to Federated Hermes Funds
Mutual fund industry veteran Frank Nasta, who retired from JPMorgan's U.S. funds business in mid-2018, is among three new independents nominated to join the Federated Hermes ...