In the Margins

Chair: SEC mulling fiduciary duty

September 13, 2016

By InvestmentNews

Securities and Exchange Commission members are considering a staff report on a potential rule to raise retail investment advice standards, SEC Chairwoman Mary Jo White said Monday. “My fellow commissioners have a very detailed outline of the staff's thinking on specific recommendations,” she told state regulators at the North American Securities Administrators Association annual conference. Read the original story from InvestmentNews.

 

 

 

Most Read

10 Things
10 Things...to read in summer 2024

It's the Summer Solstice, and that means that for most of us the sun is shining, temperatures are heating up, and longer days allow for pursuits ...

Top of the Agenda - Compensation
Fund board pay increases in 2023, MPI survey says

Independent mutual fund directors saw an increase in compensation in 2023, on average, although actual compensation levels and percentage adjustments in compensation continue to vary widely ...