In the Margins

Whistleblower sues Vanguard

December 7, 2016

By TheStreet

A whistleblower fired last year after publicly criticizing customer security measures at Vanguard Group has sued the mutual fund giant in federal court in Philadelphia, citing violations of whistleblower provisions of the Dodd-Frank Act. In a complaint filed on Dec. 2, former stockbroker Karen Brock accused the firm of infliction of emotional distress and wrongful termination of a whistleblower. Read the original story from TheStreet.

 

 

Most Read

10 Things
10 Women...who chair the Audit Committee

The percentage of female independent directors serving on mutual fund boards has increased impressively in recent years, jumping from about 20% 10 years ago to nearly 40% ...