In the Margins
The Securities and Exchange Commission received nearly 4,000 whistleblower tips in fiscal year 2015, 8% more than in FY'14 and 20% more than FY'13, according to the agency's annual report to Congress. The tips came in from every state and 61 foreign countries, and the SEC awarded more than $37 million. Read the full report from the SEC.
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Serving on a mutual fund board is, by definition, a challenging job. But given the current regulatory environment, ever-increasing product competition (and related pressure on fees), ...
Invesco Funds expects to add two new independent and two new interested directors to its boardroom early in 2024, following a shareholder vote that also will ...
The boards overseeing TIAA's 88 and Nuveen Investments' 135 mutual funds plan to merge into a singe entity, nine years after TIAA acquired Nuveen for $6.25 ...
Mutual fund boardrooms are more diverse than ever, with the percentage of women and individuals representing a racial or ethnic minority group increasing annually—and at a ...