In the Margins
The Securities and Exchange Commission received nearly 4,000 whistleblower tips in fiscal year 2015, 8% more than in FY'14 and 20% more than FY'13, according to the agency's annual report to Congress. The tips came in from every state and 61 foreign countries, and the SEC awarded more than $37 million. Read the full report from the SEC.
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Securities and Exchange Commission Chairman Gary Gensler’s fast and furious rulemaking era will soon be ending, and it is a good time to take stock of ...
Congress created business development companies in 1980 to support job growth and help emerging companies raise funds. As of 2023, there were 139 BDCs with $312 ...
The Vanguard board expects to add two new independent directors in early 2025 to fill seats that will be vacated when two long-serving independents retire. The ...
The bottom line: In the near term, it’s not likely that the roles and activities of mutual fund directors will change much. There will be no ...