In the Margins
The Securities and Exchange Commission has pulled back on using in-house judges rather than fighting cases in the federal courts. The agency has defended the practice, but an analysis by The Wall Street Journal earlier this year showed that the SEC has a home-court advantage when using its tribunal. Read the original story from The Wall Street Journal.
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Guinness Atkinson Funds has added two new independent directors to bump the size of the board back up to six members following the year-end retirement of ...
Securities and Exchange Commission Chairman Gary Gensler’s fast and furious rulemaking era will soon be ending, and it is a good time to take stock of ...
Congress created business development companies in 1980 to support job growth and help emerging companies raise funds. As of 2023, there were 139 BDCs with $312 ...
The Vanguard board expects to add two new independent directors in early 2025 to fill seats that will be vacated when two long-serving independents retire. The ...