In the Margins
The Securities and Exchange Commission and the Department of Justice on Monday announced criminal and civil charges against three former staffers of the Public Company Accounting Oversight Board for allegedly providing confidential information to help accounting firm KPMG pass regulatory inspections. Three ex-KPMG executives also were charged for encouraging disclosure of the data onPCAOB audit inspections, the SEC and DoJ said in separate filings. Read the original story from Reuters.
Most Read
Mutual fund industry veteran Frank Nasta, who retired from JPMorgan's U.S. funds business in mid-2018, is among three new independents nominated to join the Federated Hermes ...
Building and maintaining a diverse membership has become a top priority for many mutual fund boards in recent years, and new data shows this focus is ...
Total compensation paid to independent mutual fund directors in 2023 increased, though the difference was smaller than in the year prior, according to industry data obtained ...
The Putnam Funds board has new leadership and a new independent member following the retirement of Kenneth Leibler, who chaired the board for six years and ...