In the Margins
The Securities and Exchange Commission has named Marc Wyatt director of the Office of Compliance Inspections and Examinations and leader of its National Exam Program. Wyatt previously was OCIE’s deputy director and has been acting director since April, following the departure of former director Andrew Bowden. Read the original release from the SEC.
Most Read
The Securities and Exchange Commission has been accused of "over-regulation" in recent years as it has proposed and finalized dozens of rules in a relatively short ...
It's the Summer Solstice, and that means that for most of us the sun is shining, temperatures are heating up, and longer days allow for pursuits ...
When former BlackRock executive Salim Ramji takes the helm next month at Vanguard, the asset management behemoth's board of directors also will install its first-ever independent ...
Former BNY Mellon executive Joseph Keenan spent time during the pandemic learning "all things blockchain," knowledge that has come in handy since he was tapped in ...