In the Margins
The Securities and Exchange Commission is upping its game when it comes to the $60 trillion money management business, which means more costs for fund companies, industry analysts have warned. The additional oversight from the SEC may even include a requirement that funds undergo stress tests, similar to what banks are subjected to. Read the original story from The Wall Street Journal.
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The U.S. Supreme Court on Monday agreed to consider whether private parties should be allowed to bring claims that fund contracts violate the Investment Company Act ...
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