In the Margins

All about 'blizzard' of new fund rules

October 5, 2015

By The Wall Street Journal

The Securities and Exchange Commission is upping its game when it comes to the $60 trillion money management business, which means more costs for fund companies, industry analysts have warned. The additional oversight from the SEC may even include a requirement that funds undergo stress tests, similar to what banks are subjected to. Read the original story from The Wall Street Journal

 

 

Most Read

10 Things
10 Things...to know about BDCs

Congress created business development companies in 1980 to support job growth and help emerging companies raise funds. As of 2023, there were 139 BDCs with $312 ...

Top of the Agenda - Succession
Vanguard nominates two, as two hit retirement

The Vanguard board expects to add two new independent directors in early 2025 to fill seats that will be vacated when two long-serving independents retire. The ...