In the Margins

SEC liquidity proposal is work in progress

October 14, 2015

By Morningstar

The Securities and Exchange Commission's latest proposal aimed at improving mutual fund reporting was last month's "liquidity risk management" proposal. It covers both traditional mutual funds and exchange-traded funds and contains both pros and cons. Morningstar's John Rekenthaler examines and provides his thoughts on the highlights of the proposal. Read the original article from Morningstar

 

 

Most Read

Top of the Agenda - Regulatory
ICI pursues reforming, modernizing '40 Act

The Investment Company Institute this week made public a set of recommendations to reform and modernize the Investment Company Act of 1940, which has not been ...

10 Things
10 Women...who chair the Audit Committee

The percentage of female independent directors serving on mutual fund boards has increased impressively in recent years, jumping from about 20% 10 years ago to nearly 40% ...