In the Margins
Morningstar and the American Retirement Association have teamed up on a fiduciary training program for advisers to help address compliance concerns raised by the Labor Department's fiduciary rule and any future regulatory projects around a fiduciary standard of care. “This is for wealth managers, the 250,000 advisers who are now subject to a fiduciary standard,” Brian Graff, CEO of the American Retirement Association, said. Read the original story from InvestmentNews.
Most Read
Average compensation among mutual fund independent directors was higher in 2024, when compared to the year prior, an increase that was more than double what their ...
Comprehensive guidance on the oversight of sub-advisers that exists in the market has served mutual fund boards well for over 15 years. These frameworks remain foundational, ...
Independent directors who anticipate overseeing exchange-traded fund share classes are contemplating myriad issues related to what many industry participants believe will be a seismic shift in ...
Over the past several weeks, I have written articles exploring conflicts of interest that could challenge a variety of financial industry participants. Those articles explored potential ...