In the Margins

SEC looks into Guggenheim Bob Diamond investments

October 17, 2017

By Bloomberg

The Securities and Exchange Commission is reviewing whether Guggenheim Partners inappropriately steered client money into Bob Diamond’s businesses. The review is part of a broad examination of Guggenheim by SEC lawyers in Los Angeles, though Guggenheim hasn’t been accused of any wrongdoing. Read the original story from Bloomberg

 

 

Most Read

Top of the Agenda - Compensation
IDC: Fund director pay climbs again in 2024

Mutual fund independent directors earned more in 2024 than in the year prior, and the pace at which their compensation grew was also higher year-on-year, according ...