In the Margins
Drinker Biddle has added Nicholas Wendland to its Investment Management Group as counsel in its Chicago office. Previously, Wendland was general counsel and chief compliance officer for Sun Holdings LLC, a group of companies with a global trading presence in equities, futures, fixed income, foreign exchange and swaps. Prior to that, he was a manager at the Financial Industry Regulatory Authority and a regulatory analyst at the New York Stock Exchange. Read the announcement from Drinker Biddle.
Most Read
Average compensation among mutual fund independent directors was higher in 2024, when compared to the year prior, an increase that was more than double what their ...
Comprehensive guidance on the oversight of sub-advisers that exists in the market has served mutual fund boards well for over 15 years. These frameworks remain foundational, ...
Independent directors who anticipate overseeing exchange-traded fund share classes are contemplating myriad issues related to what many industry participants believe will be a seismic shift in ...
Over the past several weeks, I have written articles exploring conflicts of interest that could challenge a variety of financial industry participants. Those articles explored potential ...