In the Margins
Anthony Scaramucci said his status with the Trump administration remains unclear and that his deal to sell his firm should be completed in the next several weeks. “I’m unemployed,” Scaramucci said in an interview Tuesday on Bloomberg TV and radio. “My status is still unchanged. I’m still about five to six weeks away from closing my transaction.” Read the original story from Bloomberg.
Most Read
Over the past several weeks, I have written articles exploring conflicts of interest that could challenge a variety of financial industry participants. Those articles explored potential ...
The Securities and Exchange Commission seems poised to grant exemptive relief to one of the earliest applicants seeking to offer an exchange-traded fund share class, just ...
The Investment Company Institute this week made public a set of recommendations to reform and modernize the Investment Company Act of 1940, which has not been ...
Securities brokerage firms are a critical part of the financial landscape, as they provide a vast array of products and services to the financial services industry, ...