In the Margins

SEC to vote on liquidity rule

October 10, 2016

By Bloomberg

The Securities and Exchange Commission will vote Oct. 13 on its liquidity rule. Commissioners proposed the protections a year ago amid concerns that some funds could have trouble meeting redemption demands during a market selloff. The SEC also will consider rules to modernize reporting by registered investment companies. Read the original story from Bloomberg.

 

 

Most Read

A Seat at the Table
We've had A Seat at the Table — for 10 years

The very first independent chair we profiled for FBV was Leigh Wilson at Victory Funds, for our A Seat at the Table section. Victory Capital Management had recently redefined itself ...

Top of the Agenda - Governance
Fewer women, minorities among new fund directors

After years of making gains in filling fund board seats, women and individuals representing minority groups lost significant ground in the most recent two-year period measured ...