In the Margins
Wells Fargo Vice Chairman Elizabeth Duke is likely to replace Stephen Sanger as chairman once he leaves the board, according to people familiar with the matter. Sanger’s tenure on the board is expected to end at Wells Fargo's annual meeting next spring, when he will have reached the mandatory retirement age of 72. Read the original story from The Wall Street Journal.
Most Read
Over the past several weeks, I have written articles exploring conflicts of interest that could challenge a variety of financial industry participants. Those articles explored potential ...
The Securities and Exchange Commission seems poised to grant exemptive relief to one of the earliest applicants seeking to offer an exchange-traded fund share class, just ...
The Investment Company Institute this week made public a set of recommendations to reform and modernize the Investment Company Act of 1940, which has not been ...
Securities brokerage firms are a critical part of the financial landscape, as they provide a vast array of products and services to the financial services industry, ...