Top of the Agenda - Governance

FBV taps fund governance pros for expanded Think Tank
Fund Board Views has refreshed and expanded its Editorial Think Tank ahead of it's 10-year anniversary this fall. The nine members will continue to work closely with editorial and publishing to shape FBV's direction, coverage, and offerings to best serve the mutual fund board community and larger fund governance space.
 
Think ...  >> CONTINUE READING <<<

 

 

Viewpoints

Tokenization: Liquidity, custody, contracts—and the road ahead
By Ethan Corey, Michael Koffler, and Carolyn Garcia, Eversheds Sutherland
Tokenization of financial assets has expanded rapidly since the beginning of 2025, even in the absence of regulatory clarity around issues such as custody, trading and the applicability of transfer agent rules to tokenized assets. The first article in this series examined what tokenization is, how real-world assets are tokenized, ...  >> CONTINUE READING <<<

 

 

Top of the Agenda - Regulatory

Pinnacle case collapse puts liquidity rule in spotlight
By Hillary Jackson
The Securities and Exchange Commission last week dismissed charges against the defendants in the first-ever case related to enforcement of the liquidity risk management rule adopted in 2016. Defense lawyers argued, in part, that the SEC lacked the necessary congressional authority to enforce the liquidity rule under the Investment Company ...  >> CONTINUE READING <<<

 

 

Viewpoints

Tokenization: Investment potential, trading, and best ex
By Ethan Corey, Michael Koffler, and Carolyn Garcia, Eversheds Sutherland
Tokenization of financial assets has expanded rapidly since the beginning of 2025, even in the absence of regulatory clarity around issues such as custody, trading, and the applicability of transfer agent rules to tokenized assets. The first article in this series examined what tokenization is and how real-world assets are ...  >> CONTINUE READING <<<

 

 

Top of the Agenda - Governance

Q&A: Opening the private markets door to retail investors
As the trend toward opening private investment opportunities to retail investors grows, there are a number of issues coming to the forefront for the fund industry—including fund independent directors—to consider. The most common way to provide access is through closed-end funds that have no (or very low) minimum investment thresholds ...  >> CONTINUE READING <<<

 

 


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