Top of the Agenda - Governance

Viewpoints: 10 years of insight for fund directors
By Hillary Jackson
FBV values industry voices and alternative points of view, which is why we added Viewpoints 10 years ago when we were starting up and defining what we'd be able to contribute to the fund governance space. Those voices help frame certain topical issues from the "inside," they explain subject matter ...  >> CONTINUE READING <<<

 

 

Top of the Agenda - Succession

Who's at the Table? Latest boardroom people moves
FBV's Who's at the Table? feature is where readers can stay up to date on the latest comings and goings in mutual fund boardrooms, as independent directors wrap up their service or take on new roles and responsibilities, and new individuals join the ranks of the fund independent director. Who's ...  >> CONTINUE READING <<<

 

 

Added Perspective

Dropped case shows SEC focus on independent directors
By Dianne Descoteaux, MFDF
The U.S. Securities and Exchange Commission on July 11 dropped all charges against Pinnacle Advisors LLC's independent director and adviser officer defendants in the first case seeking to enforce the SEC's liquidity rule, which requires registered funds to manage liquidity risk. The impact of the case in the fund world ...  >> CONTINUE READING <<<

 

 

Added Perspective

Best protections for fund directors from SEC exams and enforcement
By Stradley Ronon
In the latest episode of Stradley Ronon's "Talking Investment Management" podcast, partners and former SEC staff members David Grim and Jan Folena are joined by Andrew (Buddy) Donohue, a former chief of staff for the Securities and Exchange Commission, former director of the SEC's Division of Investment Management, and current fund ...  >> CONTINUE READING <<<

 

 

Viewpoints

Rethinking experience requirements may broaden fund board diversity
By Anne Choe and Debbie Sutter, Simpson Thacher & Bartlett LLP
In 2015, our Simpson Thacher colleagues contended that recruiting younger directors could lead to more diverse fund boards, while also recognizing the inherent challenges involved in identifying a diverse pool of candidates. In light of the changing demographics of fund boards (or, more accurately, a lack thereof in certain respects), ...  >> CONTINUE READING <<<

 

 


Log-in

Log-in

Remember me on this computer

Forgot your password? Click here to have your password emailed to you.

Most Read

A Seat at the Table
We've had A Seat at the Table — for 10 years

The very first independent chair we profiled for FBV was Leigh Wilson at Victory Funds, for our A Seat at the Table section. Victory Capital Management had recently redefined itself ...
Top of the Agenda - Governance
Fewer women, minorities among new fund directors

After years of making gains in filling fund board seats, women and individuals representing minority groups lost significant ground in the most recent two-year period measured ...