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197 results found containing all search terms.
... Birdthistle, seems to be rekindling the argument that fees are too high and Section 36(b) of the '40 Act may be being violated. Birdthistle first ...
01 Aug 2022
... Third Circuit has denied a petition from plaintiffs for an en banc session in a 36(b) case against BlackRock. The outcome wasn't a surprise, as ...
20 Jul 2020
... Trump's agenda and impact on the industry to the fate of fund litigation in the 36(b) and ERISA spaces to regulatory initiatives and fund governance. A ...
20 Mar 2017
... should be a saying...At any rate, the next phase of the Section 36(b) case against State Farm Investment Management, Ingenhutt et al v ...
25 Jul 2016
... , 'one-off' claims involving individual fund groups." Lawsuits claiming violations of Section 36(b) of the Investment Company Act of 1940 remain an area of ...
02 May 2018
... are some recent stories you should be sure not to miss: The last pending 36(b) case has been resolved, with an appeals court affirming a ...
20 Aug 2021
... . In the legal realm, Western Asset Management Co. was sued under Section 36(b) of the Investment Company Act of 1940 at the end of ...
14 May 2018
... And in the legal space, the dismissal at the summary judgment stage of a 36(b) case against Davis Selected Advisers has been appealed, and oral ...
08 Jul 2019
... differences will be a very topical issue in the coming months." Moscony said 36(b) cases are also always a topic of interest for directors when ...
01 Nov 2018
... to meet their burden in demonstrating AXA had breached fiduciary duty in violation of Section 36(b) of the Investment Company Act of 1940. He issued a ...
02 Dec 2016
