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197 results found containing all search terms.
... to grant the firm summary judgment. JPMorgan had been sued for allegedly violating section 36(b) of the Investment Company Act of 1940, and this ruling ...
13 Apr 2020
... it here, in FBV. In the courts, MetWest victory in a 5-year-old 36(b) case decided last year has been affirmed by the Ninth Circuit ...
21 Sep 2020
... mutual fund advisers. There are some two dozen excessive fees cases brought under Section 36(b) of the '40 Act making their way through the courts, ...
13 May 2016
... . In the legal realm, one of the earliest of the current wave of 36(b) cases came to an end recently when an appeals court upheld ...
07 Aug 2017
... differences will be a very topical issue in the coming months." Moscony said 36(b) cases are also always a topic of interest for directors when ...
01 Nov 2018
... And in the legal space, the dismissal at the summary judgment stage of a 36(b) case against Davis Selected Advisers has been appealed, and oral ...
08 Jul 2019
... . In Kenny v. PIMCO, an excessive fees case alleging violations of Section 36(b) of the Investment Company Act of 1940, the plaintiffs maintained ...
15 Feb 2017
... 5/2 Calvert, SEC settle distribution charges, 5/9 Litigation specifically 36(b) cases Industry optimistic after Hartford win, Russell dismissal, 3 ...
07 Dec 2017
... : 39% to discuss trading halts, suspensions, or other market disruptions; 36% to discuss use of a new pricing methodology, pricing vendor, or ...
29 Sep 2016
... 11:30 a.m. The case, alleging breach of fiduciary duty under Section 36(b) of the Investment Company Act of 1940, is the first ...
18 May 2016
