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197 results found containing all search terms.
... on boards in 2022 (those in place for less than two years) and 36% of all directors in 2022 up from 20% 10 years prior, ...
08 Mar 2024
... has acted as an expert witness for plaintiffs suing industry participants for allegedly violating Section 36(b) of the '40 Act. Read our story for details on ...
04 Mar 2024
... an expert witness for plaintiffs in lawsuits against the industry that claimed violations of Section 36(b) of the Investment Company Act of 1940. In its announcement ...
28 Feb 2024
... now range in age from 69 to 77 and have served for between 24 and 36 years. The board does not appear to have a mandatory retirement policy. ...
13 Oct 2023
... , during the market-timing scandal and credit crisis periods of the 2000s and the section 36(b) wars of the 2010s. As expensive as those waves of ...
14 Jun 2023
... directors who began serving on mutual fund boards in 2021 were female, and nearly 36% were a member of a minority group, according to IDC data. ...
31 May 2023
... the board's process. The key line of cases for these purposes arose under Section 36(b) of the 1940 Act and focused on the determination of what ...
30 Mar 2023
... Redwine has served on the AST board since 2008. The AST board members oversee 36 funds offered by 17 advisers. Editorial Think Tank About Us Contact Us© ...
01 Feb 2023
... that led to tax bills ranging from $9 ,000 to more than $36,000. In addition to naming the adviser, several Vanguard executives, ...
31 Jan 2023
... . Perhaps the most controversial change to the 1940 Act was the addition of Section 36(b ), which deems investment advisers to have a fiduciary duty with ...
12 Dec 2022
